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KYC Registration : KYC is one time excercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual
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SEBI (Stock brokers & Sub-brokers) Regulations, 1992 In terms of regulation 2(g), ‘ small investor’ means any investor buying or selling securities on a cash transaction for a market value not exceeding rupees fifty thousand in aggregate on any day as shown in a contract note issued by the stock-broker.
SEBI (Stock brokers & Sub-brokers) Regulations, 1992 In terms of regulation 2(g), ‘ small investor’ means any investor buying or selling securities on a cash transaction for a market value not exceeding rupees fifty thousand in aggregate on any day as shown in a contract note issued by the stock-broker. How do I check if a firm is registered with SEBI ... Mar 03, 2016 · Stock Exchange MCX STOCK EXCHANGE LIMITED Category TRADING MEMBER Registration Date JAN 31, 2013 Registered Office Address 175/176 2ND FLOOR, BANNERGATTA ROAD, BILEKHALLI, BANGALORE 560076 Phone +918040402020 Fax Email [email protected] 3. Name ZERODHA Trade Name ZERODHA Registration No. INF231390627 Stock Exchange NATIONAL STOCK … Sebi cancels registration of Crecer Financial Services as ... 9 days ago · New Delhi, Mar 30 (PTI) Markets regulator Sebi on Monday cancelled the registration of Crecer Financial Services as a stock broker for violating brokers' regulations. The regulator started
Stock Broker License - Stock Broker are either individuals or entities who are given specific license to deal in securities & trading on behalf of the client for his transaction settlement. He works as an agent. He charges a commission for the entailed service from the buyers & sellers in question.
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"Authorised Person" (AP) means any person – Individual, partnership firm, LLP or body corporate – who is appointed as such by a stock broker (including trading member) and who provides access to trading platform of a stock exchange as an agent of the stock broker. A stock broker may appoint one or more authorised person(s) after obtaining
26 Oct 1994 SEBI REGISTRATION NUMBERS & DATE Document stating the Rights & Obligations of stock broker/trading member, sub-broker and client 5 Apr 2013 Gazette. 3. In the Securities and Exchange Board of India (Stock Brokers and Sub -brokers) (1) An application for grant of certificate of registration by a trading ( b) January 5, 1998 by SEBI (Stock Brokers and Sub-Brokers)